Delaware
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20-5456087
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(State of jurisdiction of Incorporation)
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(I.R.S. Employer Identification No.)
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10801 Johnston Road. Suite 210 Charlotte, NC
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28226
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(Address of Principal Executive Offices)
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(Zip Code)
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Large accelerated filer [ ]
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Accelerated filer [ ]
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Non-accelerated filer [ ]
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(Do not check if a smaller reporting company)
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Smaller reporting company [X]
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2.1
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Exchange Agreement
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3.1
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Certificate of Incorporation-BTHC,INC.
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3.2
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Certificate of Merger of BTHC XI, LLC into BTHC XI, Inc.
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3.3
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Certificate of Amendment
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3.4
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Designation of Rights and Preferences-Series 1 Convertible Preferred Stock
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3.5
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Amended and Restated By-laws
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4.1
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Form of Placement Agent Warrant issued to Fordham Financial Management
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10.1
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Directors’ Compensation Agreement-George Rubin
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10.2
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Employment Contract-Morry F. Rubin
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10.3
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Employment Contract-Brad Bernstein
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10.4
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Agreement-Line of Credit
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10.5
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Fordham Financial Management-Consulting Agreement
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10.6
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Facilities Lease – Florida
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10.7
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Facilities Lease – North Carolina
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10.8
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Loan and Security Agreement (1)
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10.9
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Revolving Note (1)
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10.10
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Debt Subordination Agreement (1)
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10.11
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Guaranty Agreement (Morry Rubin) (1)
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10.12
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Guaranty Agreement (Brad Bernstein)(1)
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10.13
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Continuing Guaranty Agreement (1)
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10.14
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Pledge Agreement (1)
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10.16
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Asset Purchase Agreement between the Company and Brookridge Funding LLC (2)
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10.17
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Senior Credit Facility between the Company and MGM Funding LLC (2)
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10.18
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Senior Credit Facility Guarantee - Michael P. Hilton and John A. McNiff III (4)
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10.19
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Employment Agreement - Michael P. Hilton (4)
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10.20
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Employment Agreement - John A. McNiff (4)
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10.21
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Accounts Receivable Credit Facility with Greystone Commercial Services LP (3)
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10.22
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Memorandum of Understanding - Re: Rescission Agreement (8)
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10.23
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Rescission Agreement and Exhibits Thereto (5)
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10.24
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Termination Agreement by and between Brookridge Funding Services LLC and MGM Funding LLC.(5)
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10.25
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First Amendment to Factoring Agreement (6)
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10.26
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Promissory Note dated April 26, 2011 between Anchor Funding Services, Inc. and MGM Funding, LLC (7)
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21.21
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Subsidiaries of Registrant listing state of incorporation (4)
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31.1
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Rule 13a-14(a) Certification – Principal Executive Officer(8)
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31.2
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Rule 13a-14(a) Certification – Principal Financial Officer (8)
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32.1
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Section 1350 Certification – Principal Executive Officer (8)
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32.2
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Section 1350 Certification – Principal Financial Officer (8)
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99.1
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2007 Omnibus Equity Compensation Plan
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99.2
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Form of Non-Qualified Option under 2007 Omnibus Equity Compensation Plan
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99.3
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Amendment to 2007 Omnibus Equity Compensation Plan increasing the Plan to 4,200,000 shares
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99.4
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Press Release - Results of Operations - Second Quarter 2011 (8)
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101.INS
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XBRL Instance Document *
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101.SCH
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XBRL Taxonomy Extension Schema Document *
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document*
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document*
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101.LAB
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XBRL Taxonomy Extension Labels Linkbase Document *
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document *
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___________________ |
*
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Filed herewith.
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(1)
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Incorporated by reference to the Registrant’s Form 8-K filed November 24, 2008 (date of earliest event November 21, 2008).
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(2)
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Incorporated by reference to the Registrant's Form 8-K filed December 8, 2009 (date of earliest event -December 4, 2009).
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(3)
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Incorporated by reference to the Registrant's Form 8-K filed December 2, 2009 (date of earliest event -November 30, 2009).
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(4)
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Incorporated by reference to the Registrant's Form 10-K for the fiscal year ended December 31, 2009.
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(5)
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Incorporated by reference to the Registrant's Form 8-K filed October 12, 2010 (date of earliest event - October 6, 2010).
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(6)
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Incorporated by reference to the Registrant's Form 10-K for the fiscal year ended December 31, 2010.
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(7)
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Incorporated by reference to the Registrant's Form 8-K filed April 28, 2011 (date of earliest event -April 26, 2011).
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(8)
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Incorporated by reference to the Registrant’s Form 10-Q for the quarter ended June 30, 2011.
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ANCHOR FUNDING SERVICES, INC.
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Date: September 7, 2011
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By:
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/s/ Morry F. Rubin
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Morry F. Rubin
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Principal Executive Officer
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Date: September 7, 2011
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By:
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/s/ Brad Bernstein
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Brad Bernstein
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President and Principal Financial Officer
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