SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
PACIFIC INVESTMENT MANAGEMENT CO LLC

(Last) (First) (Middle)
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2016
3. Issuer Name and Ticker or Trading Symbol
FlexShopper, Inc. [ FPAY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series 2 Convertible Preferred Stock 07/26/2016 (2) Common Stock 24,691,359 0.81 I Indirect pecuniary interest(1)
1. Name and Address of Reporting Person*
PACIFIC INVESTMENT MANAGEMENT CO LLC

(Last) (First) (Middle)
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
1. Name and Address of Reporting Person*
B2 FIE V LLC

(Last) (First) (Middle)
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
1. Name and Address of Reporting Person*
PIMCO BRAVO FUND II, L.P.

(Last) (First) (Middle)
C/0 PIMCO 650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
Explanation of Responses:
1. B2 FIE V LLC, a Delaware limited liability company ("B2 FIE") was formed solely for the purpose of investing in FlexShopper, Inc (the "Issuer"). B2 FIE purchased the Series 2 ConvertiblePreferred Stock (the "Preferred Stock") from the Issuer. PIMCO BRAVO Fund II, L.P. ("Bravo II"), a Delaware limited partnership is the sole member of B2 FIE and operates as a pooled investment fund and invests (among other things) in operating companies. PIMCO GP XII, LLC ("PIMCO GP"), a Delaware limited liability company, is the sole general partner of Bravo II. Pacific Investment Management Company LLC ("PIMCO") is the sole managing member of PIMCO GP and has the power to make voting and investment decisions regarding the Preferred Stock held by B2 FIE. Each of Bravo II, PIMCO GP and PIMCO disclaim beneficial ownership of the Preferred Stock except to the extent of its pecuniary interest therein.
2. N/A
Remarks:
/s/ Harin de Silva, Executive Vice President, Pacific Investment Management Company LLC 06/21/2016
/s/ Harin de Silva, Authorized Person, B2 FIE V LLC 06/21/2016
/s/ Harin de Silva, Authorized Person, PIMCO Bravo Fund II, L.P. 06/21/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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